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User Name User name was not recognized. Password Password was not recognized. With the best interest of our clients in mind and a focus on their changing needs and goals, we deliver a wide range of online value-added services. US Broker-Dealer and Market Regulation Library.
FINRA Capital Acquisition Broker Proposal Approved. FINRA Proposes Revisions to Gifts, Gratuities and NonCash Compensation Rules. FinCEN Issues Final Beneficial Owner Identification Rules. FINRA Proposes Revisions to Fixed-Income Research Rule.
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FINRA Capital Acquisition Broker Proposal Approved. FINRA Proposes Revisions to Gifts, Gratuities and NonCash Compensation Rules. FinCEN Issues Final Beneficial Owner Identification Rules. FINRA Proposes Revisions to Fixed-Income Research Rule.
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This website provides a collection of key documents related to the Joint Comprehensive Plan of Action, the US Sanctions Laws, Regulations, and Executive Orders targeting Iran, and our commentary prepared to alert our clients about the implications of these recent developments. Shearman and Sterling Sanctions Publications. International Resources, Including Iran Negotiation Documents.